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中二 · 2020年03月16日

问一道题:NO.PZ2016082405000038 [ FRM II ]

问题如下:

Which of the following participants in the securitization process is least likely to face a conflict of interest?

选项:

A.

Credit rating agency and servicer.

B.

Servicer and underwriter.

C.

Custodian and trustee.

D.

Trustee and manager.

解释:

C The custodian and trustee play the least important roles in the securitization process. The servicer, originator, underwriter, credit rating agency, and manager all face conflicts of interest to varying degrees.

这部分内容在讲义上有吗?大概在什么地方?能不能解释一下每个选项的利益冲突?

1 个答案

袁园_品职助教 · 2020年03月17日

同学你好!

这部分在讲结构化产品 “Securitization Process” 这一节视频中大部分都有涉及。你可以再去听一下课可能会清晰一些。