开发者:上海品职教育科技有限公司 隐私政策详情

应用版本:4.2.11(IOS)｜3.2.5(安卓)APP下载

返回

小皮皮daisy · 2020年03月13日

问一道题：NO.PZ201604030300004202

  1. CFA III
  2. Ethics

* 问题详情，请 查看题干

问题如下：

2. Is Nano’s statement with respect to adoption of the CFA Institute Code of Ethics and Standards of Professional Conduct and the CFA Institute Asset Manager Code of Professional Conduct, respectively, correct?

选项：

CFA Code and Standard
CFA Institute Asset Manager Code of Professional Conduct
A.
No
No
B.
No
Yes
C.
Yes
No

解释：

B is correct.

The CFA Code and Standards apply to individual members and candidates of CFA Institute, but firms are encouraged to adopt the Code and Standards as part of their firm code of ethics. The CFA Institute Asset Manager Code of Professional Conduct has been drafted specifically for firms.

 "Although Markoe Advisors, as a firm, cannot adopt the CFA Institute Code of Ethics and Standards of Professional Conduct“ 这句话说的而也是对的吧，CFA Institute Code of Ethics and Standards of Professional Conduct是针对个人的准则，不适用于firm。两个都是yes才对啊

添加评论
2 个答案
已采纳答案

发亮_品职助教 · 2020年03月13日

嗨，从没放弃的小努力你好：


 "Although Markoe Advisors, as a firm, cannot adopt the CFA Institute Code of Ethics and Standards of Professional Conduct“ 这句话说的而也是对的吧，CFA Institute Code of Ethics and Standards of Professional Conduct是针对个人的准则，不适用于firm。两个都是yes才对啊”

是的，Codes and standards是约束个人的。

但是，公司在制定内部规章制度时，完全可以采用CFA的Codes and standards的标准，题目说的是Adopt the CFA Institute Code of Ethics，是说公司采用Codes and standards约束自己的员工，这点没问题的。


-------------------------------
就算太阳没有迎着我们而来，我们正在朝着它而去，加油！


郎布斯吃苹果 · 2022年08月09日

如果是对的，那不就是两个都是yes吗

  • 2

    回答

  • 1

    关注

  • 1098

    浏览
相关问题

NO.PZ201604030300004202 问题如下 2. Is Nano’s statement with respeto aption of the CFA Institute Co of EthianStanr of ProfessionConanthe CFA Institute Asset Manager Co of ProfessionConct, respectively, correct? CFA Co anStanrFA Institute Asset Manager Co of ProfessionCon A.NoNo B.NoYes C.YesNo B is correct.The CFA Co anStanr apply to invimembers ancantes of CFA Institute, but firms are encourageto apt the Co anStanr part of their firm co of ethics. The CFA Institute Asset Manager Co of ProfessionConhbeen aftespecifically for firms. 这里可以理解为CFA Co anStanr在公司和个人层面，都可以去遵守。因为，公司层面可以理解为让公司员工去遵守？但是如果单纯是公司层面就只能遵守CFA Institute Asset Manager Co of ProfessionConct了？第二句怎么理解？为什么不能change？

2024-08-02 18:44 1 · 回答

NO.PZ201604030300004202问题如下2. Is Nano’s statement with respeto aption of the CFA Institute Co of EthianStanr of ProfessionConanthe CFA Institute Asset Manager Co of ProfessionConct, respectively, correct?CFA Co anStanrFA Institute Asset Manager Co of ProfessionConctA.NoNoB.NoYesC.YesNoB is correct.The CFA Co anStanr apply to invimembers ancantes of CFA Institute, but firms are encourageto apt the Co anStanr part of their firm co of ethics. The CFA Institute Asset Manager Co of ProfessionConhbeen aftespecifically for firms.第一，co anstanr能约束个人，nano说的作为公司不能遵守，这句话是对的吧？应该选yes第二，公司应该遵守AMC这个也没问题，也选yes。所以正确答案应该是两个yes啊

2022-06-09 13:43 1 · 回答

No Yes Yes No B is correct. The CFA Co anStanr apply to invimembers ancantes of CFA Institute, but firms are encourageto apt the Co anStanr part of their firm co of ethics. The CFA Institute Asset Manager Co of ProfessionConhbeen aftespecifically for firms.这道题答案应该是两个yes。

2020-10-11 21:56 1 · 回答

Although Markoe Aisors, a firm, cannot apt the CFA Institute Co of EthianStanr of ProfessionCon为什么这句话是对的

2020-07-01 17:26 1 · 回答