开发者:上海品职教育科技有限公司 隐私政策详情

应用版本:4.2.11(IOS)|3.2.5(安卓)APP下载

jqm · 2020年02月29日

问一道题:NO.PZ2016031101000031

问题如下:

Greene Springs Asset Management complies with the GIPS standards but has not been verified. The firm wishes to prepare an advertisement that includes a claim of compliance. Which of the following is the correct wording of the GIPS compliance statement for advertisements?

选项:

A.

“Greene Springs Asset Management claims compliance with the Global Investment Performance Standards (GIPS®).”

B.

“Greene Springs Asset Management claims compliance with the Global Investment Performance Standards (GIPS®).
The firm’s compliance has not been independently verified.”

C.

“Greene Springs Asset Management claims compliance with the Global Investment Performance Standards (GIPS®).
A list of composite descriptions is available upon request.”

解释:

A is correct.

Chapter III.B.3 of the GIPS Advertising Guidelines provides the correct wording of the compliance statement that must be used in advertisements that include a claim of compliance. The advertisements must also state how prospective client can obtain a compliant presentation and/or the firm’s list of composite descriptions, but that disclosure is not a part of the GIPS compliance statement for advertisements. (See Section 5 of the reading.)

您好! 本题答案中的obtain a compliant presentation and/or the firm’s list of composite descriptions是否意思是,合规展示和composite list可以同时给,也可以只给一个?如果只给合规展示,不给composite list,不是违反了只要顾客要求,必须提供composite list的要求了?

1 个答案

carolllll · 2020年03月02日

嗨,努力学习的PZer你好:


同学你好,

首先你的思路是对的,如果顾客要求compliant presentation和the firm’s list of composite descriptions,这两个都得给,但是根据题干,这个是在说advertisements的情况下,因为是advertisements,所以只有比较简单的一句话,“(company name)  claims compliance with the Global Investment Performance Standards (GIPS®).” 就行了。这个需要注意。

希望对你有帮助~


-------------------------------
虽然现在很辛苦,但努力过的感觉真的很好,加油!