问题如下:
Greene Springs Asset Management complies with the GIPS standards but has not been verified. The firm wishes to prepare an advertisement that includes a claim of compliance. Which of the following is the correct wording of the GIPS compliance statement for advertisements?
选项:
A.“Greene Springs Asset Management claims compliance with the Global Investment Performance Standards (GIPS®).”
B.“Greene Springs Asset Management claims compliance with the Global Investment Performance Standards (GIPS®).
The firm’s compliance has not been independently verified.”
“Greene Springs Asset Management claims compliance with the Global Investment Performance Standards (GIPS®).
A list of composite descriptions is available upon request.”
解释:
A is correct.
Chapter III.B.3 of the GIPS Advertising Guidelines provides the correct wording of the compliance statement that must be used in advertisements that include a claim of compliance. The advertisements must also state how prospective client can obtain a compliant presentation and/or the firm’s list of composite descriptions, but that disclosure is not a part of the GIPS compliance statement for advertisements. (See Section 5 of the reading.)
您好! 本题答案中的obtain a compliant presentation and/or the firm’s list of composite descriptions是否意思是,合规展示和composite list可以同时给,也可以只给一个?如果只给合规展示,不给composite list,不是违反了只要顾客要求,必须提供composite list的要求了?