问题如下:
Which of the following statements is consistent with the manager adhering to a stated investment philosophy and investment decision-making process?
选项:
A.Senior investment team members have left to form their own firm.
A senior employee has been cited by the SEC for violating insider trading regulations.
A large drawdown occurs because of an unforeseen political event in a foreign country.
解释:
C is correct.
A large drawdown that results from an unforeseen event is explainable as a single isolated event that does not prohibit the manager from adhering to its investment philosophy and process. The events of senior team members leaving to form their own investment firm and an insider trading investigation by the SEC call into question the ability of the firm to adhere to its philosophy and decision-making process.
老师 这道题的考点是什么呢?