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旋风小铠甲 · 2019年12月12日

问一道题:NO.PZ2018091702000014 [ CFA III ]

问题如下图:

选项:

A.

B.

C.

解释:

这个题答案A和B怎么理解?

1 个答案

企鹅_品职助教 · 2019年12月14日

嗨,爱思考的PZer你好:


同学你好,A和B都是正确说法。

A:题目中说E同学是low risk tolerance, 因此不应该把资产集中在公司的股票上,应该提高分散化才能降低风险,这个建议符合low risk tolerance的要求。因此A是正确的。

B:题目中说F同学大量运用杠杆,而且投资集中在三四只股票上,这种做法的风险是非常大的,基金经理应该和F同学讨论并劝说她不要再这样投资,不应该因为F同学自己很自信就不去管她。因此B选项的说法也是正确的

 


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Zwwei · 2020年01月01日

但是如果是把F同学归类为Active Accumulator(AA)的话,其实劝说并不会起到很大作用哦。为什么还用劝说的方法呢?

企鹅_品职助教 · 2020年01月02日

B说的是discuss, 讨论,讨论不等于说服。F同学的投资是有问题的,风险很大,需要向她指出,这是对客户负责。

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