包包_品职助教 · 2019年09月04日
同学你好,我觉的也可以算作违反misconduct,但是最合适的肯定是misrepresentation
下面我贴下原版书上对这俩的原文
C Misrepresentation
Members and Candidates must not knowingly make any misrepresentations
relating to investment analysis, recommendations, actions, or other professional activities.
D Misconduct
Members and Candidates must not engage in any professional conduct
involving dishonesty, fraud, or deceit or commit any act that reflects
adversely on their professional reputation, integrity, or competence
所以虚假宣传的话最违反的是minsrepresentation