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Tse0507 · 2019年06月04日

问一道题:NO.PZ2016032801000010

问题如下图:

    

选项:

A.

B.

C.

解释:


没看懂过往关于C选项的解释,麻烦请再说一次,谢谢

1 个答案

包包_品职助教 · 2019年06月05日

同学你好,C选项的意思是S同学的研究是基于不确定的政府未来行动的预测,所以违反了standards。

这个说法不正确,我们研究分析完全可以依赖于对未来的预测,事实上我们大部分研究分析都是根据对未来政府政策的判断、企业的发展行业的预测等等预测做的。只是我们在陈述的时候要区分事实和观点,如果是根据预测做的判断,那么在和客户说的时候就不能确定的说客户会获得怎么样的收益;而要说根据我的判断,你可能会获得什么样的收益。

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NO.PZ2016032801000010问题如下Scott works for a regionbrokerage firm. He estimates thWalkton Instries will increase its vinUS$1.50 a share ring the next year. He realizes ththis increase is contingent on penng legislation thwoul if enacte give Walkton a substantitbreak. The US representative for Walkton’s home strihtolScott that, although she is lobbying harfor the bill anprospects for its passage are favorable, concern of the US Congress over the ferficit coulcause the tbill to votewn. Walkton Instries hnot ma any statements about a change in vinpolicy. Scott writes in his researreport, \"We expeWalkton’s stoprito rise least US$8.00 a share the enof the yebecause the vinwill increase US$1.50 a share. Investors buying the stothe current time shoulexpeto realize a totreturn of least 15% on the stock.\" Accorng to the Stanr:A.Scott violatethe Stanr because he usemateriinsi information.B.Scott violatethe Stanr because he faileto separate opinion from fact.C.Scott violatethe Stanr basing his researon uncertain prections of future government action.B is correct.This question relates to StanrV(–Communication with Clients anProspective Clients. Scott hissuea researreport stating thhe expects the priof Walkton Instries stoto rise US$8 a share \"because the vinwill increase\" US$1.50 per share. He hma this statement knowing ththe vinwill increase only if Congress enacts certain legislation, uncertain prospect. stating ththe vinwill increase, Scott faileto separate fafrom opinion. The information regarng passage of legislation is not materinonpublic information because it is conjecture, anthe question es not state whether the US representative gave Scott her opinion on the passage of the legislation in confince. She coulhave been offering this opinion to anyone who aske Therefore, statement A is incorrect. It macceptable to base a recommention, in part, on expectation of future events, even though they muncertain. Therefore, answer C is incorrect.有expect表示观点为什么还说主人公没有区分事实和观点,实际上分析师写报告也不能通篇we expehope呀,写一个就够了吧

2023-11-04 23:18 1 · 回答

NO.PZ2016032801000010 不是有代表告诉他信息么?信息属于小道消息么~那B的理解呢?没想太明白

2021-08-30 20:38 1 · 回答

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2020-10-22 01:07 1 · 回答

    老师,我想问问,如果他分得清faopinion, 他的表述应该是什么样的呢? 是不是应该说 we think/assume ....v coulincrease ....? 这样吗? 

2019-05-25 15:01 1 · 回答