开发者:上海品职教育科技有限公司 隐私政策详情

应用版本:4.2.11(IOS)|3.2.5(安卓)APP下载

必过1030_ · 2019年05月23日

问一道题:NO.PZ2016032802000034

问题如下图:

    

选项:

A.

B.

C.

解释:


这种泄露算不算违反了material nonpublic information?

1 个答案

包包_品职助教 · 2019年05月24日

同学你好,不算。因为它没有利用内幕信息进行交易,也没有利用内幕信息让别人交易。所以不算。而且这个内幕信息的主角,就是这个ROBOT公司还没上市呢,所以这些信息都没法对股价产生重大影响,所以都构不成内幕信息。

  • 1

    回答
  • 2

    关注
  • 611

    浏览
相关问题

NO.PZ2016032802000034问题如下TriZhang, CFis a portfolio manager. One of his riclients Pee tolTrithhe wso upset thhis company, whiproceartificiintelligenrobot, wunr investigation for the fictitious financistatements. Coincintally, Tribe’s frienMelo wrecently preparing for the listing of Pee’s company. So, Triquickly informeMelo about this investigation to stop Pee’s company going publiTriviolate the Co anStanr?A.Yes, because he faileto keep the confintiality of his client's information.B.Yes, because he 't report to the proper authorities about this fictitious financistatements.C.No.A is correct.Accorng to StanrIII(E) Preservation of Confintiality, Trimustn’t tell this information to his frienalthough this is illegactivity. He coulonly sclose this to the proper authorities if require如果知道个坏消息,这种对朋友正确做法是啥呢?如果再换成是对自己基金的客户,又该怎么做呢?啥都不做也不太合适吧?

2023-09-02 12:55 1 · 回答

NO.PZ2016032802000034 问题如下 TriZhang, CFis a portfolio manager. One of his riclients Pee tolTrithhe wso upset thhis company, whiproceartificiintelligenrobot, wunr investigation for the fictitious financistatements. Coincintally, Tribe’s frienMelo wrecently preparing for the listing of Pee’s company. So, Triquickly informeMelo about this investigation to stop Pee’s company going publiTriviolate the Co anStanr? A.Yes, because he faileto keep the confintiality of his client's information. B.Yes, because he 't report to the proper authorities about this fictitious financistatements. C.No. A is correct.Accorng to StanrIII(E) Preservation of Confintiality, Trimustn’t tell this information to his frienalthough this is illegactivity. He coulonly sclose this to the proper authorities if require B为什么不对,课上不是明确说如果违法就报给监管机构吗?怎么又变成不问就不说了

2023-07-05 21:01 1 · 回答

NO.PZ2016032802000034 Yes, because he 't report to the proper authorities about this fictitious financistatements. No. A is correct. Accorng to StanrIII(E) Preservation of Confintiality, Trimustn’t tell this information to his frienalthough this is illegactivity. He coulonly sclose this to the proper authorities if require讲义第200页说为客户信息保密除了以下几种情况,其中包含信息中包含违法活动,这题包含了违法活动,但是还是不能透露,请问包含违法活动但是能透露的是哪种情况?或者说能透露给谁?

2021-10-08 15:14 2 · 回答

NO.PZ2016032802000034 老师好 不是说Member shoulkeep client's info confintiexcept to authorizeworkers who are also working for the client, 为什么这里的朋友不能算作是authorizeworkers who are also working for the client, 朋友不是在帮该客户弄IPOlisting 吗?谢谢。

2021-08-10 05:58 1 · 回答

请老师翻译一下这道题目

2020-05-27 07:30 1 · 回答