木木__ · 2019年05月22日
问题如下图：
选项：
A. 
B. 
C. 
解释：
接着上面同学的问题 ，老师给的答案
协会推荐的做法是：CFA会员、考生应该建议公司制定关于员工购买股票相关规则的正式文件。
如果文件规定了所有员工都需要披露。那么所有员工都要遵守。
且这个正式文件成为了applicable regulatory requirements。
如果不遵守的话，不但违反了Standard VI(B) Priority of transactions，还违反了Loyalty to employer。因为Loyalty to employer里规定了CFA会员、考生要遵守公司的相关规定。
想请问这里是协会建议考生去制定相关政策，似乎和本题的答案不直接相关，我的问题是假如 不披露transactions 是否有有违反条款。看了原题的解释也不是很明白
Prior approvmust obtainefor the personinvestment transactions of all employees. For confintiality reasons, persontransactions anholngs shoulnot reporteto employers unless manteregulatory organizations. C is correct. This question asks about complianproceres relating to personinvestments of members ancantes. The statement in answer C clearly conflicts with the recommenproceres in the Stanr of PractiHanook. Employers shoulcompare persontransactions of employees with those of clients on a regulbasis regaress of the existenof a requirement any regulatory organization. Sucomparisons ensure themployees’ persontras not confliwith their ty to their clients, anthe comparisons cconctein a confintimanner. The statement in answer A es not confliwith the proceres in the Hanook. sclosure of supolicies will give full information to clients regarng potenticonflicts of interest on the part of those entrusteto manage their money. Answer B is incorrebecause firms are encourageto establish policies whereemployees cletheir personholngs antransactions with their employers. 问一下C为什么不符合准则？
Prior approvmust obtainefor the personinvestment transactions of all employees. For confintiality reasons, persontransactions anholngs shoulnot reporteto employers unless manteregulatory organizations. C is correct. This question asks about complianproceres relating to personinvestments of members ancantes. The statement in answer C clearly conflicts with the recommenproceres in the Stanr of PractiHanook. Employers shoulcompare persontransactions of employees with those of clients on a regulbasis regaress of the existenof a requirement any regulatory organization. Sucomparisons ensure themployees’ persontras not confliwith their ty to their clients, anthe comparisons cconctein a confintimanner. The statement in answer A es not confliwith the proceres in the Hanook. sclosure of supolicies will give full information to clients regarng potenticonflicts of interest on the part of those entrusteto manage their money. Answer B is incorrebecause firms are encourageto establish policies whereemployees cletheir personholngs antransactions with their employers. 这道题中文讲解下，谢谢
Prior approvmust obtainefor the personinvestment transactions of all employees. For confintiality reasons, persontransactions anholngs shoulnot reporteto employers unless manteregulatory organizations. C is correct. This question asks about complianproceres relating to personinvestments of members ancantes. The statement in answer C clearly conflicts with the recommenproceres in the Stanr of PractiHanook. Employers shoulcompare persontransactions of employees with those of clients on a regulbasis regaress of the existenof a requirement any regulatory organization. Sucomparisons ensure themployees’ persontras not confliwith their ty to their clients, anthe comparisons cconctein a confintimanner. The statement in answer A es not confliwith the proceres in the Hanook. sclosure of supolicies will give full information to clients regarng potenticonflicts of interest on the part of those entrusteto manage their money. Answer B is incorrebecause firms are encourageto establish policies whereemployees cletheir personholngs antransactions with their employers. 老师请问，这题是在哪条准则下的呢？
这道题为什么不选B？
