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Celestine · 2019年05月17日

问一道题:NO.PZ2018062009000030 [ CFA I ]

问题如下图:

选项:

A.

B.

C.

解释:

个人技能的提升不包含在soft dollar的使用范围内,b选项为什么不对呢?
1 个答案

包包_品职助教 · 2019年05月17日

同学你好,不是soft dollar 不能用于个人提升,而是不能用于不直接有利于帮客户做投资建议上。

比如购买研究报告,就可以提升基金经理的个人技能,但是它是直接有利于帮客户做投资建议的,所以就可以用soft dallar

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