开发者:上海品职教育科技有限公司 隐私政策详情

应用版本:4.2.11(IOS)|3.2.5(安卓)APP下载

ANGELEYES7 · 2019年04月25日

问一道题:NO.PZ2016032801000018 [ CFA I ]

问题如下图:

选项:

A.

B.

C.

解释:

请问c选项怎么理解?

ANGELEYES7 · 2019年04月25日

不用回答了,我理解了,谢谢

1 个答案
已采纳答案

菲菲_品职助教 · 2019年04月25日

同学你好,C选项说的意思其实是当没有法律条款或者股票交易相关的政策来监管重大非公开信息的使用,member是可以使用重大非公开信息的。这其实是不正确的,即使没有法律规定,那么member还是要遵循CFA准则的,CFA准则是不允许使用重大非公开信息的。

ANGELEYES7 · 2019年04月26日

谢谢,其实我刚提出问题就在在自己问题上自问自答了,写了“谢谢,我理解了,不用回答了”这句话……不管怎样还是很感谢🙏

菲菲_品职助教 · 2019年04月27日

嗯嗯 我没注意那句话~当然你能理解就最好啦。加油~

  • 1

    回答
  • 1

    关注
  • 562

    浏览
相关问题

NO.PZ2016032801000018问题如下 Whiof the following is a correstatement of a member’s or cante’s ty unr the Co anStanr?A.In the absenof specific applicable lor other regulatory requirements, the Co anStanr govern the member’s or cante’s actions.B.A member or cante is requireto comply only with applicable loclaws, rules, regulations, or customs, even though the Co anStanr mimpose a higher gree of responsibility or a higher ty on the member or cante.C.A member or cante who tras securities in a securities market where no applicable loclaws or stoexchange rules regulate the use of materinonpublic information mtake investment action baseon materinonpublic information.A is correct.because this question relates to StanrI(–Knowlee of the L — specifically, globapplication of the Co anStanr. Members ancantes who practiin multiple jurisctions msubjeto various securities laws anregulations. If applicable lis more striththe requirements of the Co anStanr, members ancantes must aere to applicable law; otherwise, members ancantes must aere to the Co anStanr. Therefore, answer A is correct. Answer B is incorrebecause members ancantes must aere to the higher stanrset the Co anStanr if locapplicable lis less strict. Answer C is incorrebecause when no applicable lexists, members ancantes are requireto aere to the Co anStanr, anthe Co anStanr prohibit the use of materinonpublic information.麻烦翻译一下,什么意思?

2022-10-25 13:42 1 · 回答

A member or cante is requireto comply only with applicable loclaws, rules, regulations, or customs, even though the Co anStanr mimpose a higher gree of responsibility or a higher ty on the member or cante. A member or cante who tras securities in a securities market where no applicable loclaws or stoexchange rules regulate the use of materinonpublic information mtake investment action baseon materinonpublic information. A is correct. because this question relates to StanrI(–Knowlee of the L— specifically, globapplication of the Co anStanr. Members ancantes who practiin multiple jurisctions msubjeto various securities laws anregulations. If applicable lis more striththe requirements of the Co anStanr, members ancantes must aere to applicable law; otherwise, members ancantes must aere to the Co anStanr. Therefore, answer A is correct. Answer B is incorrebecause members ancantes must aere to the higher stanrset the Co anStanr if locapplicable lis less strict. Answer C is incorrebecause when no applicable lexists, members ancantes are requireto aere to the Co anStanr, anthe Co anStanr prohibit the use of materinonpublic information. A在说什么,凑字数凑字数

2020-09-13 16:55 1 · 回答

A member or cante is requireto comply only with applicable loclaws, rules, regulations, or customs, even though the Co anStanr mimpose a higher gree of responsibility or a higher ty on the member or cante. A member or cante who tras securities in a securities market where no applicable loclaws or stoexchange rules regulate the use of materinonpublic information mtake investment action baseon materinonpublic information. A is correct. because this question relates to StanrI(–Knowlee of the L— specifically, globapplication of the Co anStanr. Members ancantes who practiin multiple jurisctions msubjeto various securities laws anregulations. If applicable lis more striththe requirements of the Co anStanr, members ancantes must aere to applicable law; otherwise, members ancantes must aere to the Co anStanr. Therefore, answer A is correct. Answer B is incorrebecause members ancantes must aere to the higher stanrset the Co anStanr if locapplicable lis less strict. Answer C is incorrebecause when no applicable lexists, members ancantes are requireto aere to the Co anStanr, anthe Co anStanr prohibit the use of materinonpublic information. B需要一下,跟A的区别

2020-08-28 19:17 1 · 回答

测试测试测试测试测试

2019-11-26 12:14 1 · 回答