问题如下图:
选项:
A.
B.
C.
解释:
第二项为什么错了?雇主不是应该监督雇员吗?
包包_品职助教 · 2019年04月10日
同学你好,Excerpt 2不正确的是他只说了officers只需要监管他直接领导的下属遵守相关的法律法规,然而实际上standard规定,领导需要监管他控制和影响的下属,而不是说直接领导的下属。
比如说,B授权给了C检查我的工作,那么C就是我的直接领导,而B是C的直接领导,根据standard规定,B即使授权给了C,他对监管我的工作也是由责任的。
实际上我们在工作中,虽然我们平时主要给直接领导汇报工作,但是我们上上级的大领导对于监管我们的行为也是有责任的。
木木__ · 2019年05月24日
请问老师 在哪里能够看到他说“只” 需要监管他的直接领导的下属
包包_品职助教 · 2019年05月24日
B选项说only
NO.PZ201604030100004401问题如下 1. Are Excerpts 2 an3 of Crawfoos complianproceres consistent with the CFA Institute Stanr of ProfessionConct?A.Yes.B.No, because Excerpt 2 applies only to officers antheir rereports.C.No, because Excerpt 3 es not require employees to achieve public ssemination.B is correct.Excerpt 2 is inconsistent with CFA Stanr because it aresses only officers anonly their rereports, this, employees whom they rectly supervise. StanrIV (states th\"any investment professionals who have employees subjeto their control or influence\" exercise supervisory responsibility. Accorng to The Stanr of PractiHanook, \"members ancantes who supervise large numbers of employees cannot personally evaluate the conof their employees on a continuing basis. Although these members . . . mlegate supervisory ties, sulegation es not relieve them of their supervisory responsibility.\" Excerpt 3 is consistent with CFA Stanr. It is baseon a quote from the Stanr of PractiHanook stating th\"if a member or cante termines thinformation is material, the member . . . shoulmake reasonable efforts to achieve public ssemination.\" Members are not requireto achieve public ssemination anthose bouna ty of loyalty or a ty to preserve confintiality woulrefrain from ing so because it woulbreatheir ty. 我记得何老师上课时提过 内幕信息只要自己不使用就可以 比如股票放入限制性清单 协会没有要求一定要促使公布吧 ?还是我记错了? 请问这条的具体要求可以贴一下吗,谢谢!
NO.PZ201604030100004401 问题如下 1. Are Excerpts 2 an3 of Crawfoos complianproceres consistent with the CFA Institute Stanr of ProfessionConct? A.Yes. B.No, because Excerpt 2 applies only to officers antheir rereports. C.No, because Excerpt 3 es not require employees to achieve public ssemination. B is correct.Excerpt 2 is inconsistent with CFA Stanr because it aresses only officers anonly their rereports, this, employees whom they rectly supervise. StanrIV (states th\"any investment professionals who have employees subjeto their control or influence\" exercise supervisory responsibility. Accorng to The Stanr of PractiHanook, \"members ancantes who supervise large numbers of employees cannot personally evaluate the conof their employees on a continuing basis. Although these members . . . mlegate supervisory ties, sulegation es not relieve them of their supervisory responsibility.\" Excerpt 3 is consistent with CFA Stanr. It is baseon a quote from the Stanr of PractiHanook stating th\"if a member or cante termines thinformation is material, the member . . . shoulmake reasonable efforts to achieve public ssemination.\" Members are not requireto achieve public ssemination anthose bouna ty of loyalty or a ty to preserve confintiality woulrefrain from ing so because it woulbreatheir ty. 第三点,自己知道MNI就要ssemination?这点怎么没印象啊。而且既然是MNI,不应该注意保密么~~~
NO.PZ201604030100004401 能否下B及答案呢?
NO.PZ201604030100004401 excerpt 2只是说officer有responsibility, 并没有Only的意思,为什么错?
老师,B项中OFFICER具体是什么职位?officer和SUPERVISOR有什么不同?谢谢您。