问题如下图:
选项:
A.
B.
C.
解释:
请问子公司的情况雇主应该知道,为什么还要披露?
发亮_品职助教 · 2019年04月03日
题目也没告诉知不知道,即便很有可能知道,也需要披露+许可。
披露+相关团体的认可,实际上是个人与公司签订的”免责声明”,即便这样的安排可能是有潜在利益冲突的,但是得到了你们的许可,所以一旦真的发生冲突,个人是没事的。
Riser在原雇主处做的是Portfolio manager,在子公司做的Board of director,属于同一行业可能会存在潜在的冲突,具体还要分析Riser做什么业务(例如,看到下一题发现Riser在子公司是做路演,这样和原公司业务没有冲突)。
在这种情况下,既收到了Compensation,又在可能有利益冲突的公司任职,所以一定要披露。
向原雇主匹配的原因是:有了Additional Compensation,可能会引发潜在的利益冲突,雇主可以评判该利益冲突,披露的第二个原因是雇主可以知道真实的用人成本。
当然如果是利用下班事件做与原雇主无关的业务,不存在冲突的业务,那种情况不需要披露。
如果披露之后,得到了雇主的允许,那么说明雇主认为潜在的利益冲突是可控的,或者哪怕原雇主和子公司有潜在的利益冲突,雇主也是允许的;真实的用人成本雇主也是认可的。
NO.PZ201604030300004701 问题如下 1. Accorng to the CFA Institute Stanr of ProfessionConct, before accepting the position on the boarof the subsiary, Riser shoul A.receive verbconsent from Swibank. B.receive verbconsent from his clients. C.sclose to his employer the financicompensation proposethe subsiary. C is correct.Accorng to StanrIV(B), members must not accept compensation thcompetes with their employers’ interest unless they obtain written consent from all parties involve Thus Riser must receive written, not verbal, consent from his employer before accepting the position on the subsiary’s boar Accorng to the recommenproceres for compliance, Riser shoulmake immeate written report to his employer specifying the terms of the agreement; the nature of the compensation; the approximate amount of the compensation; anthe ration of the agreement. The Stanr not require thmembers receive permission from clients before accepting boarpositions. 子公司的职位是工作时间的竞争性岗位,为何接受子公司的职位不需要得到总公司的同意?
NO.PZ201604030300004701问题如下1. Accorng to the CFA Institute Stanr of ProfessionConct, before accepting the position on the boarof the subsiary, Riser shoulA.receive verbconsent from Swibank.B.receive verbconsent from his clients.C.sclose to his employer the financicompensation proposethe subsiary.C is correct.Accorng to StanrIV(B), members must not accept compensation thcompetes with their employers’ interest unless they obtain written consent from all parties involve Thus Riser must receive written, not verbal, consent from his employer before accepting the position on the subsiary’s boar Accorng to the recommenproceres for compliance, Riser shoulmake immeate written report to his employer specifying the terms of the agreement; the nature of the compensation; the approximate amount of the compensation; anthe ration of the agreement. The Stanr not require thmembers receive permission from clients before accepting boarpositions.选c没问题,因为verbal肯定不对。但是他去子公司当领导是总部调过去的,用了request这个词。不是他自己去的或者子公司给他offer。那这些信息总部肯定知道。
老师,请问答案解析的最后一句“The Stanr not require thmembers receive permission from clients before accepting boarpositions.\"是指可以在得到同意之前接受职位吗?
receive verbconsent from his clients. sclose to his employer the financicompensation proposethe subsiary. C is correct. Accorng to StanrIV(B), members must not accept compensation thcompetes with their employers’ interest unless they obtain written consent from all parties involve Thus Riser must receive written, not verbal, consent from his employer before accepting the position on the subsiary’s boar Accorng to the recommenproceres for compliance, Riser shoulmake immeate written report to his employer specifying the terms of the agreement; the nature of the compensation; the approximate amount of the compensation; anthe ration of the agreement. The Stanr not require thmembers receive permission from clients before accepting boarpositions.有利益冲突为什么不需要征求客户同意?不是说需要向客户披露吗