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杨木木 · 2019年03月20日

问一道题:NO.PZ2015121801000119 appendices?

问题如下图:

    

选项:

A.

B.

C.

解释:


请问,关于哪些在IPS的appendices,哪些在主体部分里,在哪里提到?

1 个答案

Wendy_品职助教 · 2019年03月20日

同学,在基础班讲义第72页。

Major components of IPS

•Introduction. This section describes the client.

•Statement of Purpose. This section states the purpose of the IPS.

•Statement of Duties and Responsibilities.

•Procedures. This section explains the steps to take to keep the IPS current and the procedures to follow to respond to various contingencies.

Investment Objectives.

Investment Constraints.

Investment Guidelines. This section provides information about how policy should be executed (e.g., on the permissible use of leverage and derivatives) and on specific types of assets excluded from investment, if any.

•Evaluation and Review.

•Appendices: (A) Strategic Asset Allocation (B) Rebalancing Policy.

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