问题如下图：感觉BC都对，不知道B错在了哪里。
选项：
A. 
B. 
C. 
解释：
发亮_品职助教 · 2019年03月14日
首先这种关系，如果要写Report的话，必须要披露关系。否则在客户看来，这种利益冲突可能会影响到作者的独立客观性。做到了披露，客户能了解到实际情况，然后可以自行判断文章的独立客观性。
B选项在Resticted list出现过。如果作者不想写上市公司的Sell recommendation时，害怕破坏上市公司与他们机构的关系，比如与投行部门的关系时；或者受到上级的指示要故意把某家上市公司写Buy时，作者又不想违反。这时候可以把公司放进Restricted list，只写观点不写评价。
所以本题这种关系，B选项，把Beta公司放进Restricted list只写事实，不写观点也是可以的，但是还不够，仍需要披露关系，任何的利益冲突都要披露，不披露也是违反的。
所以只有C是最正确的。
NO.PZ2018062009000003 问题如下 Carter is a financianalyst in Alpha Investment. He is asketo write a report about the Beta Group, whibelongs to one of Alpha's shareholrs. WhshoulCarter baseon StanrVI(sclosure of Conflicts? A.Carter shoulrejethe request of writing report about Beta the specirelationship between Alpha anBet B.Carter cwrite facts about the Beta Group, but not allow to state his opinion. C.Carter cwrite the report long fully sclose the relationship between Alpha Investment anthe Beta Group. C is correct.Accorng to StanrVI(sclosure of Conflicts, members must fully sclose to clients anprospects all actuanpotenticonflicts of interest to proteinvestors. Therefore, long the specirelationship between Alpha Investment anthe Beta Group is sclose Carter cwrite this report.根据VI(A)的规定，CFA会员必须对客户及潜在客户完全披露各种利益冲突。因此，只要Alpha Investment与BeGroup之间的利益关系被完全且真实的披露，Carter就可以写此报告。 老师能不能帮我整理一下一般只要披露了利益关系就OK 可以写自己的观点在披露的基础上最好放进Restrictelist只写事实？这是更保守的方法？什么时候不止披露还要加进Restrictelist呢
Carter cwrite facts about the Beta Group, but not allow to state his opinion. Carter cwrite the report long fully sclose the relationship between Alpha Investment anthe Beta Group. C is correct. Accorng to StanrVI(sclosure of Conflicts, members must fully sclose to clients anprospects all actuanpotenticonflicts of interest to proteinvestors. Therefore, long the specirelationship between Alpha Investment anthe Beta Group is sclose Carter cwrite this report. 根据VI(A)的规定，CFA会员必须对客户及潜在客户完全披露各种利益冲突。因此，只要Alpha Investment与BeGroup之间的利益关系被完全且真实的披露，Carter就可以写此报告。 直接拒绝不是也可以吗
Carter cwrite facts about the Beta Group, but not allow to state his opinion. Carter cwrite the report long fully sclose the relationship between Alpha Investment anthe Beta Group. C is correct. Accorng to StanrVI(sclosure of Conflicts, members must fully sclose to clients anprospects all actuanpotenticonflicts of interest to proteinvestors. Therefore, long the specirelationship between Alpha Investment anthe Beta Group is sclose Carter cwrite this report.利益冲突这几道题也只是显示在利益冲突里面，或者题目点了利益冲突。我才能知道选择要披露，而不是不发表意见。放在整体里面，一大套题，肯定就觉得是独立客观，选择不能表示意见了…………这两点到底区别在哪儿？
对于这类型问题，是不是无论列入restrictelist 与否，都必须披露，我原以为列入list就不纳入研究范围，即没必要披露了