开发者:上海品职教育科技有限公司 隐私政策详情

应用版本:4.2.11(IOS)|3.2.5(安卓)APP下载

wenxing · 2019年03月05日

问一道题:NO.PZ2016032801000002 [ CFA I ]

不好意思,问道自己找到的习题,第50题,请问这道题为啥没有违背呢?问题如下图:

选项:

A.

B.

C.

解释:

1 个答案
已采纳答案

菲菲_品职助教 · 2019年03月10日

同学你好,因为Gupta同意了trustee的建议,没有执行包含这些限制的战略,所以并没有违反准则。

  • 1

    回答
  • 0

    关注
  • 620

    浏览
相关问题

NO.PZ2016032801000002 问题如下 Whistatement about a manager’s use of client brokerage commissions violates the Co anStanr? A.A client mrea manager to use thclient’s brokerage commissions to purchase goo anservices for thclient. B.Client brokerage commissions shouluseto benefit the client anshoulcommensurate with the value of the brokerage anresearservices receive C.Client brokerage commissions mrecteto pfor the investment manager’s operating expenses. C is correct.This question involves StanrIII(–Loyalty, Prunce, anCare anthe specific topic of soft llars or soft commissions. Answer C is the correchoibecause client brokerage commissions mnot recteto pfor the investment manager’s operating expenses. Answer B scribes how members ancantes shoultermine how to use brokerage commissions — this, if the use is in the best interests of clients anis commensurate with the value of the services proviAnswer A scribes a practithis commonly referreto \"rectebrokerage.\"Because brokerage is asset of the client anis useto benefit the client, not the manager, supracties not violate a ty of loyalty to the client. Members ancantes are obligatein all situations to sclose to clients their practices in the use of client brokerage commissions. RT

2023-01-15 12:02 1 · 回答

NO.PZ2016032801000002 问题如下 Whistatement about a manager’s use of client brokerage commissions violates the Co anStanr? A.A client mrea manager to use thclient’s brokerage commissions to purchase goo anservices for thclient. B.Client brokerage commissions shouluseto benefit the client anshoulcommensurate with the value of the brokerage anresearservices receive C.Client brokerage commissions mrecteto pfor the investment manager’s operating expenses. C is correct.This question involves StanrIII(–Loyalty, Prunce, anCare anthe specific topic of soft llars or soft commissions. Answer C is the correchoibecause client brokerage commissions mnot recteto pfor the investment manager’s operating expenses. Answer B scribes how members ancantes shoultermine how to use brokerage commissions — this, if the use is in the best interests of clients anis commensurate with the value of the services proviAnswer A scribes a practithis commonly referreto \"rectebrokerage.\"Because brokerage is asset of the client anis useto benefit the client, not the manager, supracties not violate a ty of loyalty to the client. Members ancantes are obligatein all situations to sclose to clients their practices in the use of client brokerage commissions. 如题

2022-12-31 19:03 1 · 回答

    老师我想问问a,客户让manager用佣金买goo anservices给自己不违反,这相当于是买什么都行吗? 感觉这条好无厘头。。

2019-11-08 17:13 1 · 回答

这道题是选非题对吧?就是其实c这样说不可以的?

2019-05-08 17:50 1 · 回答