问题如下图:
选项:
A.
B.
C.
解释:
1。simth 分享的信息不是simth的行业里的(outside his industry)。所以wei什么J不可以交易?
2.是否Simth也违背内幕信息,因为透露给J?
NO.PZ2016032802000037问题如下 Klan a country on islan whiallows the use of nonpublic information. Smith ha close frien Johnson, who is CFA charterholr. Smith sharenonpublic information about severfirms' earnings anM A outsi his instry with Johnson. Regarng this information, whiof the following statements is most correabout Johnson's action?A.Johnson ctra on the information because the information hno relationship with Smith's instry.B.Johnson cannot tra on the information accorng to the Co anStanr of CFA Insititute.C.Johnson ctra on the nonpublic information whiis allowethe Klans laws.B is correct.Accorng to the StanrII(MateriNon-public Information, although Klanallows the use of nonpublic information, a CFA Charterholr, Johnson's behavior is governethe Co anStanr of CFA Institute. This stanrforbi the use of materinonpublic information, so Johnson cannot tra on the information shareSmith.所以 这种没提及身份职位 但是出现了earning、M A关键词的题 都默认为是选 违法co?
NO.PZ2016032802000037 问题如下 Klan a country on islan whiallows the use of nonpublic information. Smith ha close frien Johnson, who is CFA charterholr. Smith sharenonpublic information about severfirms' earnings anM A outsi his instry with Johnson. Regarng this information, whiof the following statements is most correabout Johnson's action? A.Johnson ctra on the information because the information hno relationship with Smith's instry. B.Johnson cannot tra on the information accorng to the Co anStanr of CFA Insititute. C.Johnson ctra on the nonpublic information whiis allowethe Klans laws. B is correct.Accorng to the StanrII(MateriNon-public Information, although Klanallows the use of nonpublic information, a CFA Charterholr, Johnson's behavior is governethe Co anStanr of CFA Institute. This stanrforbi the use of materinonpublic information, so Johnson cannot tra on the information shareSmith. 并没有发现信息是否是material的证据,单纯探讨一下哈。
NO.PZ2016032802000037问题如下Klan a country on islan whiallows the use of nonpublic information. Smith ha close frien Johnson, who is CFA charterholr. Smith sharenonpublic information about severfirms' earnings anM A outsi his instry with Johnson. Regarng this information, whiof the following statements is most correabout Johnson's action?A.Johnson ctra on the information because the information hno relationship with Smith's instry.B.Johnson cannot tra on the information accorng to the Co anStanr of CFA Insititute.C.Johnson ctra on the nonpublic information whiis allowethe Klans laws.B is correct.Accorng to the StanrII(MateriNon-public Information, although Klanallows the use of nonpublic information, a CFA Charterholr, Johnson's behavior is governethe Co anStanr of CFA Institute. This stanrforbi the use of materinonpublic information, so Johnson cannot tra on the information shareSmith.到底是当地法律更严格还是CFA协会准则更严格啊😭好多题做下来我的记忆都不一样
NO.PZ2016032802000037 老师,这道题哪里提到或者证明了消息的reliable呢
Smith透露的消息并不是他所在的行业内的,那么这个消息就不是reliable的,不算materinonpublic info吧