开发者:上海品职教育科技有限公司 隐私政策详情
应用版本:4.2.11(IOS)｜3.2.5(安卓)APP下载
随时随地学习课程，支持音视频下载！
六粒橙 · 2018年11月05日
问题如下图：
选项：
A.
B.
C.
解释：
老师好，请问我记得何老师讲过 知道客户的名字，通过public information找到客户也是可以的。请问这道题为什么不行呢？
品职辅导员_小明 · 2018年11月05日
这道题说的是J要和M要客户的资料，M是不能给的，名字也不能给，这是保密的要求
你说的是如果M跳槽了，然后用google自己搜索出客户的联系方式，这是不违反的
六粒橙 · 2018年11月06日
明白 谢谢老师！
品职辅导员_小明 · 2018年11月07日
加油
NO.PZ2018062009000005问题如下 Mary, a funmanager of Planet Charity, receivea phone call from her frien John, about his harworking on locgolf club activities. John says, “Mary, your clients are generous anwarm-heartepeople. I know you have to comply with confintiality stanrfor you current clients. However, there are people who are no longer you clients. Will you give me nothing but some names of these former clients? I will fintheir containformation myself.” WhshoulMary unr the Co anStanr of CFA institute? A.Names are not confintiinformation, therefore Mary cgive the name list of her current anformer clients. B.Mary must not give names of former clients without their permission. C.Mary is alloweto give information about her former clients they are no longer unr her management. B is correct.StanrIII(E) Preservation of confintiality requires to protethe confintiality of client information even if the person is no longer a client of the manager. If a former client authorizes to sclose information, then manager mfollow the terms of the authorization anprovi the information. Name list is also confintiinformation.准则III(E)要求CFA会员对客户的任何信息进行保密，即使某人已不再是其客户也要保密到底。但如果曾经的客户允许财富经理公开其信息，则财富经理可以根据要求披露信息。且客户名单也属于应当保密的信息。 是雇主的还是客户的？我觉得应该是雇主的 permission啊
