NO.PZ2022010501000021
问题如下:
Renner, Williams & Woods decides to have its equity and balanced composites verified. Because the firm has only a handful of fixed-income accounts and does not present fixed-income management results in marketing materials shown to prospects, management decides that it would be a waste of time and money to hire a verification firm to verify such a small composite. Is it possible for Renner, Williams & Woods to obtain a firm-wide verification that covers only the equity and balanced composites?
选项:
解释:
No, a firm may not choose to have only a portion of the firm verified. A firm that has been verified may choose to have a detailed performance examination conducted on one or more specific composites, but verification cannot be carried out on only select composites, pooled funds, or portfolios. Firms must not state that a particular composite has been “verified.”
不行,公司不得选择仅对公司的一部分进行验证。 经过验证的公司可以选择对一个或多个特定composites进行详细的绩效检查,但不能仅对选定的composites、集合基金或投资组合进行验证。 公司不得声明特定的复合材料已经“验证”。
Renner, Williams & Woods to obtain a firm-wide verification that covers only the equity and balanced composites is not appropriate. If Williams & Woods wants to obtain a firm-wide verification, it must include all the composites to be verified.