NO.PZ202403070100001002
问题如下：
Which item in the request for proposal (RFP) is least likely consistent with Standard I(C)–Misrepresentation?选项：
A.Guaranteed investment return B.The firm’s organizational structure C.Use of third-party research providers解释：
Solution-
Incorrect. The mention of a minimum 5% guarantee is not a violation as it is a guaranteed product, underwritten by an investment grade insurance company.
-
Correct. The RFP was done on the basis of the old organizational structure, which would have included the retired finance director. Standard I(C) requires members not to misrepresent the qualifications of a firm. With a senior professional leaving the firm, the organizational structure should be updated prior to submitting a RFP for a potential client’s consideration.
-
Incorrect. The use of third-party research services is allowable and not a violation.
- demonstrate a thorough knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct by applying the Code and Standards to specific situations
保险公司承诺的就是确定的收益了吗？保险公司也照样破产的，这个太牵强了。
而且组织架构图怎么就违反了呢？
