NO.PZ202403070100000202
问题如下:
Is any further action most likely required of Prem and Mathew prior to publishing an investment report using the information received in their meeting with Kandy Tea Estate?
选项:
A.No.
B.Yes, convince the company to make a public disclosure.
C.Yes, independently verify the information provided by the company.
解释:
Solution-
Correct. Though the information is nonpublic, it is unlikely that news of a new factory layout would be considered “material,” especially in that it does not require new machinery or personnel. Therefore, no public disclosure is required. Independent verification is not necessarily required because Prem and Mathew are able to see the increased efficiencies during their factory tour.
-
Incorrect because even though the information is nonpublic, it is unlikely that news of a new factory layout would be considered “material”, especially since it does not require new machinery or personnel. Therefore, no public disclosure is required.
-
Incorrect because Prem and Mathew are able to see the increased efficiencies during their factory tour.
- recommend practices and procedures designed to prevent violations of the Code of Ethics and Standards of Professional Conduct
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截图开始的内容我理解是描述两位主人公到工厂参会后听到了要重组的内幕消息。回到公司后M写了建议为buy的报告,虽然实地走访,这不算使用MNI吗?