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蜗牛也是牛Megan · 2025年02月15日

还是不明白b c是哪里违反了

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NO.PZ202403070100000203

问题如下:

Prem’s research report in Exhibit 1 least likely violates which CFA Institute Standard of Professional Conduct?

选项:

A.Plagiarism B.Use of CFA designation C.Communication with Clients

解释:

Solution
  1. Correct. The statistics cited are referenced as being from the India Tea Board and the Sri Lanka Tea Board. Thus, Prem is not trying to pass the information off as his own. However, he has violated Standard VII(B)–Reference to CFA Institute, the CFA Designation, and the CFA Program. Prem is not allowed to use his designation as a title or noun—that is, “Chartered Financial Analyst.” The Chartered Financial Analyst and CFA marks must always be used either after a charterholder’s name or as adjectives (never as nouns) in written documents. Prem also violated Standard V(B)–Communication with Clients and Prospective Clients by citing dated tea production information. As a result, clients are unlikely to be able to follow the reasoning behind his recommendation.

  2. Incorrect because Prem violated Standard VII(B)–Reference to CFA Institute, the CFA Designation, and the CFA Program. Prem is not allowed to use his designation as a title or noun, i.e., “Chartered Financial Analyst”. The Chartered Financial Analyst and CFA marks must always be used either after a charterholder’s name or as adjectives (never as nouns) in written documents. For example, to refer to oneself as a “CFA” or “a Chartered Financial Analyst” is improper.

  3. Incorrect because Prem also violated Standard V(B)–Communication with Clients and Prospective Clients by citing dated tea production information. As a result, clients are unlikely to be able to follow the reasoning behind his recommendation.

Guidance for Standards I–VII
  • demonstrate a thorough knowledge of the CFA Institute Code of Ethics and Standards of Professional Conduct by applying the Code and Standards to specific situations

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NO.PZ202403070100000203问题如下Prem’s researreport in Exhibit 1 least likely violates whiCFA Institute Stanrof ProfessionConct?A.PlagiarismB.Use of CFA signationC.Communication with ClientsSolution Correct. The statisticiteare referencebeing from the Ina Tea Boaranthe Sri Lanka Tea Boar Thus, Prem is not trying to pass the information off his own. However, he hviolateStanrVII(B)–Referento CFA Institute, the CFA signation, anthe CFA Program. Prem is not alloweto use his signation a title or noun—this, “ChartereFinanciAnalyst.” The ChartereFinanciAnalyst anCFA marks must always useeither after a charterholr’s name or aectives (never nouns) in written cuments. Prem also violateStanrV(B)–Communication with Clients anProspective Clients citing tetea proction information. a result, clients are unlikely to able to follow the reasoning behinhis recommention. Incorrebecause Prem violateStanrVII(B)–Referento CFA Institute, the CFA signation, anthe CFA Program. Prem is not alloweto use his signation a title or noun, i.e., “ChartereFinanciAnalyst”. The ChartereFinanciAnalyst anCFA marks must always useeither after a charterholr’s name or aectives (never nouns) in written cuments. For example, to refer to oneself a “CFor “a ChartereFinanciAnalyst” is improper. Incorrebecause Prem also violateStanrV(B)–Communication with Clients anProspective Clients citing tetea proction information. a result, clients are unlikely to able to follow the reasoning behinhis recommention. Guinfor Stanr I–VII monstrate a thorough knowlee of the CFA Institute Co of EthianStanr of ProfessionConapplying the Co anStanr to specific situations这道题选这个是因为分析师没有把工厂提高茶叶烘干效率这件事说明在报告里吗?

2024-08-23 13:11 2 · 回答