开发者:上海品职教育科技有限公司 隐私政策详情

应用版本:4.2.11(IOS)|3.2.5(安卓)APP下载

sliang · 2025年02月07日

道德

* 问题详情,请 查看题干

NO.PZ201604030300005001

问题如下:

1. Does Ronoldo violate the CFA Institute Asset Manager Code of Professional Conduct with respect to his broader investment strategy?

选项:

A.

No.

B.

Yes, with respect to client disclosure only.

C.

Yes, with respect to reasonable and adequate basis only.

解释:

B is correct.

Ronoldo should have disclosed his change in investment strategy to clients, allowing them to move their accounts if not in agreement. Until he disclosed a planned change in strategy, he should have continued to manage in the manner for which clients had hired him.

文中提到主人公把所有的客户钱都放在commingled fund, 这不合适吧?不是每个客户都适合这个fund的把,所以B也错了啊

0 个答案
  • 0

    回答
  • 0

    关注
  • 7

    浏览
相关问题

NO.PZ201604030300005001问题如下1. es Ronol violate the CFA Institute Asset Manager Co of ProfessionConwith respeto his broar investment strategy?A.No.B.Yes, with respeto client sclosure only.C.Yes, with respeto reasonable anaquate basis only.B is correct.Ronol shoulhave sclosehis change in investment strategy to clients, allowing them to move their accounts if not in agreement. Until he sclosea plannechange in strategy, he shoulhave continueto manage in the manner for whiclients hhirehim.对于不符合mante的投资不是直接就不行么?难道事先披露给投资者之后就可以改变策略不按照mante执行么?

2023-08-27 13:01 1 · 回答

NO.PZ201604030300005001 问题如下 1. es Ronol violate the CFA Institute Asset Manager Co of ProfessionConwith respeto his broar investment strategy? A.No. B.Yes, with respeto client sclosure only. C.Yes, with respeto reasonable anaquate basis only. B is correct.Ronol shoulhave sclosehis change in investment strategy to clients, allowing them to move their accounts if not in agreement. Until he sclosea plannechange in strategy, he shoulhave continueto manage in the manner for whiclients hhirehim. Ronol plans to scrithe new strategy in the company’s next annunewsletter, e to sent to clients in three months.这句话啥意思?

2022-08-24 16:39 1 · 回答

NO.PZ201604030300005001问题如下1. es Ronol violate the CFA Institute Asset Manager Co of ProfessionConwith respeto his broar investment strategy?A.No.B.Yes, with respeto client sclosure only.C.Yes, with respeto reasonable anaquate basis only.B is correct.Ronol shoulhave sclosehis change in investment strategy to clients, allowing them to move their accounts if not in agreement. Until he sclosea plannechange in strategy, he shoulhave continueto manage in the manner for whiclients hhirehim.麻烦翻译一下B,谢谢

2022-03-27 23:19 1 · 回答

enhanceinx应该基金经理有一定自主权调整组合内部各类资产权重,追求阿尔法吧?那为什么他的做法还是有问题呢?必须要事先披露给客户才能调整吗?

2020-07-08 21:00 1 · 回答