NO.PZ202301190200000401
问题如下:
With regard to Ravinder’s new compensation package, which of the following actions would be most appropriate to ensure she complies with the CFA Institute Standards of Professional Conduct? She should:选项:
A.renegotiate her compensation package. B.disclose her new compensation package to her clients. C.ask her clients to renegotiate their contracts with the firm.解释:
根据CFA Institute的《道德规范与专业行为准则》,标准III(A)忠诚、谨慎和仔细,要求在管理客户资金时,必须避免因个人利益冲突影响客户的最佳利益。Ravinder的新薪酬结构基于公司业绩和客户的业绩目标,可能导致她在投资决策时过度关注业绩目标,忽视客户的长期利益,最合适的做法是与公司重新谈判薪酬包,以确保不会因为个人利益的驱动而影响到她的职业道德标准。
就是对于薪酬结构的变化,难道不应该听公司的,然后告知客户吗?如果客户接受不了可以选择其他基金经理,为什么我要重新跟公司研究我的工资方案啊?