NO.PZ201604030300004706
问题如下：
6. According to CFA Institute Standards, Riser is not required to disclose to clients his:
选项：
A.holdings of the Japanese equity product.
B.relationship with the Swibank subsidiary.
C.compensation from the Swibank subsidiary.
解释：
C is correct.
Standard VI(A) —Disclosure of Conflicts requires that members and candidates make full and fair disclosure of all matters that could reasonably be expected to impair their independence and objectivity or interfere with respective duties to their clients, prospective clients, and their employer. Riser’s holdings of the Japanese equity product and his position on the board of the subsidiary could impair his objectivity and must be disclosed to clients. He need not disclose his compensation from the subsidiary because it is not a referral fee.
主人公在子公司担任董事并且收钱，同时他现在的公司又在代理这个子公司的产品。那现在公司卖这个产品给客户的时候，客户怎么知道是不是因为主人公收了子公司的钱才卖产品呢？这个也属于潜在的利益冲突吧，不明白为什么不披露compensation
