NO.PZ202301190200000104
问题如下:
To avoid violating the Standards of Professional Conduct, Halawi’s most appropriate action with regard to the regional marketing trip is to:选项:
A.act for the benefit of Sahara. B.not attend any marketing trip. C.disclose how she is compensated.解释:
根据CFA Institute的《道德规范与专业行为准则》,标准VI(A) 利益冲突的避免和披露,要求在利益冲突可能影响专业判断时,应向相关方充分披露。Halawi参与区域营销活动,可能因其与Sahara的合作关系和报酬安排而被认为存在利益冲突。最恰当的做法是充分披露其报酬结构,包括其固定费用的性质和金额,以确保投资者理解其独立性不会受到影响。
如题