NO.PZ201604030300004703
问题如下:
3. When recommending Komm, does Riser violate any CFA Institute Standards?
选项:
A.No.
B.Yes, relating to duties to employer.
C.Yes, relating to disclosure of conflicts.
解释:
C is correct.
All actual and potential conflicts of interest must be disclosed. Although Riser’s recommendation may be based solely on his knowledge of the firm’s track record, his prior relationship with Komm, including the job offer, should be disclosed so the subsidiary will have all the information needed to evaluate the objectivity of his recommendation.
只是引荐一下,他们是做过彻底分析才决定用的,为什么不可以呢?这道题答案到底是什么呢,我看发文后面的答复后更疑惑了