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tinylumpy · 2025年01月23日

不是很理解为什么可以向PCP提供机密信息

NO.PZ2016032802000011

问题如下:

If the CFA Institute Professional Conduct Program (PCP) wants to investigate Kate and her colleagues, and all of them are CFA Institute's members. Which of the following statements is least likely correct?

选项:

A.

Kate is encouraged to cooperate with the investigation into the behavior of her colleagues.

B.

Kate cannot forward the confidential information to the PCP.

C.

Sharing confidential information to the PCP when required is not a violation of the standards.

解释:

B is correct.

According to Standard III(E) Preservation of Confidentiality, members and candidates must support PCP to survey their own behaviors, and be encouraged to work with the investigations into the conduct of others. Sharing confidential information to the PCP when required is not a violation of the standards.

请问这个点在课件中哪里有提及?

1 个答案

王暄_品职助教 · 2025年01月24日

在III(E)Preservation of Confidentiality中提及。III(E)指出,会员应该配合PCP对其自身行为的调查,并鼓励配合对他人行为的调查。在必要时,向PCP分享机密信息并不违反准则。