开发者:上海品职教育科技有限公司 隐私政策详情

应用版本:4.2.11(IOS)|3.2.5(安卓)APP下载

苏·Xu · 2025年01月21日

道德

NO.PZ2024022002000039

问题如下:

In the wake of a central bank's sanction against a commercial bank for improper loan provisioning, scrutiny falls on Louis Marie Buffet, CFA, of the bank's Board and audit committee, and Mercy Gatabaki, CFA, the external auditor. Which of these individuals is more likely in breach of the CFA Institute's ethical standards?

选项:

A.Both Buffet and Gatabaki

B.Buffet alone

C.Gatabaki alone

解释:

Option B is correct. Buffet's role in establishing policies that violated central bank regulations likely constitutes a breach of Standard I–Professionalism. Gatabaki, performing audits as per international standards, does not seem to have contributed to the policy violation.

B被审查了,就说在公司政策制定执行上有问题,G同样也被审查了就说题目没说,这个有点牵强吧


0 个答案
  • 0

    回答
  • 0

    关注
  • 3

    浏览
相关问题

NO.PZ2024022002000039问题如下In the wake of a centrbank's sanction against a commercibank for improper loprovisioning, scrutiny falls on Louis Marie Buffet, CFof the bank's Boaranaut committee, anMerGatabaki, CFthe externautor. Whiof these invials is more likely in breaof the CFA Institute's ethicstanr?A.Both Buffet anGatabakiB.Buffet aloneC.Gatabaki aloneOption B is correct. Buffet's role in establishing policies thviolatecentrbank regulations likely constitutes a breaof StanrI–Professionalism. Gatabaki, performing auts per internationstanr, es not seem to have contributeto the poliviolation.老师麻烦能否一下这道题,赶紧摸不着头脑

2024-09-16 22:41 1 · 回答

NO.PZ2024022002000039 问题如下 In the wake of a centrbank's sanction against a commercibank for improper loprovisioning, scrutiny falls on Louis Marie Buffet, CFof the bank's Boaranaut committee, anMerGatabaki, CFthe externautor. Whiof these invials is more likely in breaof the CFA Institute's ethicstanr? A.Both Buffet anGatabaki B.Buffet alone C.Gatabaki alone Option B is correct. Buffet's role in establishing policies thviolatecentrbank regulations likely constitutes a breaof StanrI–Professionalism. Gatabaki, performing auts per internationstanr, es not seem to have contributeto the poliviolation. 老师好 - 为什么不能认为 MerGatabaki 作为autor 玩忽职守? 才有这样的局面?请问CFA是怎么样evaulate autor 在这件事情里面的职责? 谢谢

2024-06-30 11:39 1 · 回答