NO.PZ2024022002000039
问题如下:
In the wake of a central bank's sanction against a commercial bank for improper loan provisioning, scrutiny falls on Louis Marie Buffet, CFA, of the bank's Board and audit committee, and Mercy Gatabaki, CFA, the external auditor. Which of these individuals is more likely in breach of the CFA Institute's ethical standards?
选项:
A.Both Buffet and Gatabaki
B.Buffet alone
C.Gatabaki alone
解释:
Option B is correct. Buffet's role in establishing policies that violated central bank regulations likely constitutes a breach of Standard I–Professionalism. Gatabaki, performing audits as per international standards, does not seem to have contributed to the policy violation.B被审查了,就说在公司政策制定执行上有问题,G同样也被审查了就说题目没说,这个有点牵强吧