A Correct. Omar does not appear to copy from Halawi’s report. However, it does appear that he omitted information (the high-risk rating) from Halawi’s report that would perhaps cause some investors to make a different investment decision if it had been included. Omar is in violation of Standard I(C)–Misrepresentation. Members and candidates should exercise care and diligence when incorporating third-party information. Misrepresentations resulting from the use of the research of outside parties become the responsibility of the investment professional when it affects that professional’s business practice. Omar is also in violation of Standard I(C) by using “assured of a good return,” implying a guaranteed return. Omar may also be in violation of Standard I(D)–Misconduct if the omission was on purpose. Members and candidates must not engage in any professional conduct involving dishonesty, fraud, or deceit or commit any act that reflects adversely on their professional reputation, integrity, or competence.
B Incorrect because Omar may also be in violation of Standard I(D)–Misconduct if the omission regarding the high-risk rating was on purpose. Members and candidates must not engage in any professional conduct involving dishonesty, fraud, or deceit that reflects adversely on their professional reputation, integrity, or competence.
C Incorrect because Omar omitted information (the high-risk rating) from Halawi’s report that would perhaps cause some investors to make a different investment decision if it had been included. Omar is in violation of Standard I(C)–Misrepresentation.
这题是我审题不细，要求选择最不可能的，A确实没错。
但是B为什么违反了没看懂，遗漏重大信息不就是mispresentation的条目么，怎么misconduct也违反了？这涉嫌人品问题？遗漏重要信息也同时违反misconduct了现在？
