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灰飞翔的猫 · 2024年12月22日

脱离

NO.PZ2016032802000030

问题如下:

King Leopold, CFA, works as an independent director for Wordsworth Firm. King suspects Wordsworth has several illegal actions when he talks with another director. King finds his firm's legal counsel and verifies these illegal actions. At the board meeting, King proposes the disclosure of these illegal actions. The board, however, vote and decide to ignore them. Which of the followings is most likely correct?

选项:

A.

King should propose this at the next board meeting again.

B.

King should withdraw from the board and ask for the advice of legal counsel how to disclose these illegal actions.

C.

King should disclose this to the local law agency immediately before he withdraws from the board .

解释:

B is correct.

Following the Standard I(A) Knowledge of the Law, because he has already put forward these illegal actions in the board meeting, but the board decided to ignore this. At first, King must dissociate from the board and find a legal counsel to ask for the suggestion of what other actions would be appropriate in this case. Then, he may also need to find legal or regulatory authorities to reflect these illegal activities.

这道题不是应该脱离公司么?因为主人公发现公司有违法问题,仅仅脱离董事会就好了么?

1 个答案

王暄_品职助教 · 2024年12月22日

嗨,爱思考的PZer你好:


根据道德准则, I(A) Knowledge of the Law,当发现公司存在违法行为时,个人应首先确保自己的行为合法,并寻求专业法律建议。

King已经向董事会提出了披露违法行为的建议,但董事会选择了忽略。这表明,继续留在董事会并参与可能违法的决策可能会使King自己陷入法律风险。

因此,最合理的行动是首先退出董事会,以保护自己不受牵连,并咨询法律顾问以获取关于如何合法地披露这些违法行为的建议。


综上所述,选项B“King should withdraw from the board and ask for the advice of legal counsel how to disclose these illegal actions”是最正确的。这不仅符合职业道德准则,也是保护个人免受法律风险影响的最佳策略。


关于你提到的“脱离公司”的问题,实际上,选项B中的“withdraw from the board”就是指从董事会辞职,从而在一定程度上与公司“脱离”关系。这样,King就可以在不直接参与公司决策的同时,寻求法律途径来揭露和处理公司的违法行为。

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虽然现在很辛苦,但努力过的感觉真的很好,加油!

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NO.PZ2016032802000030问题如下King Leopol CFworks inpennt rector for Worworth Firm. King suspects Worworth hseverillegactions when he talks with another rector. King fin his firm's legcounsel anverifies these illegactions. the boarmeeting, King proposes the sclosure of these illegactions. The boar however, vote anci to ignore them. Whiof the followings is most likely correct?A.King shoulpropose this the next boarmeeting again.B.King shoulwithfrom the boaranask for the aiof legcounsel how to sclose these illegactions.C.King shoulsclose this to the loclagenimmeately before he withaws from the boar.B is correct.Following the StanrI(Knowlee of the Law, because he halrea put forwarthese illegactions in the boarmeeting, but the boarcito ignore this. first, King must ssociate from the boaranfinlegcounsel to ask for the suggestion of whother actions woulappropriate in this case. Then, he malso neeto finlegor regulatory authorities to reflethese illegactivities.没看懂,B和C,哪个表述是ssociate

2024-12-16 23:22 1 · 回答

NO.PZ2016032802000030 如题~~~~~~~~~~~~

2022-01-06 10:01 2 · 回答

正确顺序不应该是 report给相关部门然后不处理的话才 ssociate吗, 所以应该是c啊

2019-11-22 14:54 1 · 回答

B和C相比更合适吗?虽然协会不要求一定要向当地法律机关披露,但是这种行为不是aisable吗?是不是这是最后一步了,觉得C也对啊,报告给当地法律部门之后再离开董事会不是更好吗?

2019-03-31 15:43 4 · 回答