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maxho · 2024年12月15日

错在哪

NO.PZ2018062009000036

问题如下:

Cherry received an email from CFA institution and the content was that she passed the Level III CFA exam. She was very excited. Immediately, she reprinted the business card with new title: Cherry, CFA. Which of the followings is most like correct?

选项:

A.

Cherry did not violate the Code and Standards.

B.

Cherry violated the Standard VII (B) Reference to CFA institute, the CFA Designation, and the CFA Program.

C.

Cherry violated the Standard I(D) Miscoduct.

解释:

B is correct.

Cherry violated the Code and Standards by incorrectly using the CFA logo. Because Cherry just passed the Level III CFA exam, not applied for the CFA charterholder yet. So, she could not use the CFA logo in her business card. Cherry Violated standard VII (B) Reference to CFA institute, the CFA Designation, and the CFA Program.

Cherry因为没有正确的使用CFA标志违反了准则。因为Cherry仅是刚刚通过三级考试,并没有申请成为CFA持证人。所以,她不能在她的名片上使用CFA标志。Cherry因此违反了准则VII(B)。

Cherry错在哪?因为工作年限还是fullname的问题

1 个答案

王暄_品职助教 · 2024年12月15日

因为通过三级并不代表可以成为持证人,还需要申请持证,确保有3年的工作经验并且支付会费。

文中说,Cherry在通过三级考试后,Immediately就使用了CFA称谓,是明显的违规行为。