开发者:上海品职教育科技有限公司 隐私政策详情

应用版本:4.2.11(IOS)|3.2.5(安卓)APP下载

北匈奴人 · 2024年12月08日

请讲一讲这个题吧

NO.PZ2024022002000057

问题如下:

Sean Murphy, CFA, runs two separate entities: a PR agency and an investment research company. His PR agency recently agreed to provide services to Jackson Corporation, compensating Murphy with 40,000 shares of Jackson's stock. Subsequently, the PR agency distributed multiple press statements highlighting Jackson Corporation's promising growth trajectory. Concurrently, Murphy's research firm released an analysis labeling Jackson's stock as a strong 'buy.' In compliance with the CFA Institute Standards of Professional Conduct, what is Murphy's most likely obligation regarding the disclosure of his Jackson stock ownership?

选项:

A.Only in the press releases. B.Solely in the investment analysis. C.In both the press releases and the investment analysis.

解释:

Option C is correct. According to the CFA Institute Standards, it's imperative for members to reveal any conflicts of interest that might impact their impartiality, aligning with Standard I(B) and Standard VI(A). This mandates Murphy to disclose his stock ownership in both the press releases and the investment analysis. Options A and B are incorrect, as they suggest incomplete disclosure, failing to address the requirement to fully disclose potential conflicts of interest in all relevant communications.

请讲一讲这个题吧

0 个答案
  • 0

    回答
  • 0

    关注
  • 1

    浏览
相关问题