开发者:上海品职教育科技有限公司 隐私政策详情

应用版本:4.2.11(IOS)|3.2.5(安卓)APP下载

皓月 · 2024年11月22日

为什么是B

NO.PZ2024022002000075

问题如下:

Leo Peek, CFA, helped establish an investment group years ago. Currently, the group's portfolio is fully allocated, with no trading activity for the past year and no plans for future trades. Peek's firm mandates yearly reporting of all employees' stock holdings. While Peek reveals all personal trading activities, he omits his interest in the investment group. Which CFA Institute Standard of Professional Conduct is Peek’s omission least likely to infringe?

选项:

A.Inaccurate representation of personal investments B.Prioritizing transactions C.Potential conflict of interests

解释:

Option B is correct. Peek’s non-disclosure of his investment group participation most likely does not breach the standard related to prioritizing transactions, as there is no evidence of the investment group engaging in trades that conflict with client interests, a key concern of Standard VI(B).

这个跟优先交易有啥关系啊?

0 个答案
  • 0

    回答
  • 0

    关注
  • 3

    浏览
相关问题