NO.PZ2024032003000020
问题如下:
Which of the following statements about RBO Supervision is correct?
选项:
A.
Utilizes the LFBO Management Group (LFBOMG) for risk-based supervision.
B.
Includes continuous monitoring, firm-specific and horizontal target exams.
C.
Central Point of Contact (CPC) responsible for firm supervision.
D.
Supervisory teams assigned for dedicated firm supervision.
解释:
RBO Supervision: (1) Aimed at ensuring firms operate safely, soundly, and meet community and regional needs. (2) Delegated to Reserve Banks with Board oversight. (3) Central Point of Contact (CPC) responsible for firm supervision. (4) Combines continuous monitoring with firm-specific, point-in-time exams. (5) Utilizes the Bank Exams Tailored to Risk (BETR) program for risk-based supervision.
LFBO Supervision: (1) Greater Board staff involvement in substantive topics than RBO supervision. (2) Supervisory teams assigned for dedicated firm supervision. (3) Supervisory plans based on LFBO Management Group (LFBOMG) principles. (4) Includes continuous monitoring, firm-specific and horizontal target exams. (5) Supervisory ratings discussed annually with LFBOMG.
在讲义的什么位置,怎么理解