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DESGX · 2024年11月12日

C选项

NO.PZ2024010509000008

问题如下:

The Brunel Asset Management Accord:

选项:

A.emphasizes that short-term underperformance is not in itself likely to give rise to undue concern. B.provides a helpful framework and proposes best practices for ESG-aware investment mandates. C.produces a Stewardship Checklist for asset owners to ensure an effective and meaningful stewardship strategy.

解释:

A is correct. The Brunel Asset Management Accord sets out a pension manager’s approach to long-term investment and ESG factors. It emphasizes that short-term underperformance is not in itself likely to give rise to undue concern for the client: “Investment performance, particularly in the short term, will be of limited significance in evaluating the manager.”

本章哪部分有提及stewardship checklist这个概念吗?

1 个答案

王岑 · 2024年11月13日

嗨,努力学习的PZer你好:


同学你好,

我们教材中提到过PLSA Stewardship Checklist这个知识点,在教材的第538-539页。

英国养老金与终身储蓄协会(UK Pensions and Lifetime Savings Association,PLSA)的Stewardship Checklist(“管理清单”)是一个为养老金受托人和投资者提供的指导工具,旨在帮助他们更好地履行管理职责,特别是在ESG方面。该清单提供了投资者在选择资产管理人和评估其管理表现时应关注的关键问题,帮助他们确保资产管理人符合高标准的受托管理实践,尤其是在ESG因素和可持续投资方面的表现。

PLSA Stewardship Checklist的主要内容可以概括为:

  1. 受托人责任:帮助受托人理解他们在资产管理中的角色和责任,确保他们以投资者最佳利益为中心。
  2. ESG整合:确保资产管理人在投资决策过程中有效整合ESG因素。
  3. 管理活动:关注资产管理人如何在公司治理、气候变化、人权等方面与投资对象互动,以推动积极的管理实践。
  4. 透明度和报告:要求资产管理人提供透明的报告,展示管理活动的实际影响和进展情况,帮助投资者了解其投资组合的ESG表现。
  5. 长期价值创造:指导投资者关注资产管理人如何通过管理活动为被投资公司和最终受益人创造长期价值。


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