NO.PZ2024022002000063
问题如下:
Rodney Rodrigues, CFA, oversees the selection of experts to oversee various asset categories for his company. His selection criteria for external consultants or sub-advisors include evaluating their investment methodology, ethical standards, reliability of their reported returns, and the organization's compliance and overall control system. In conducting his evaluation, which aspect most likely led Rodrigues to breach the CFA Institute Standards of Professional Conduct in terms of due diligence?选项:
A.Adherence to strategy B.Performance measures C.Internal control procedures解释:
Option A is correct because Standard V(A)–Diligence and Reasonable Basis mandates a thorough review when choosing an external adviser or subadviser. This should minimally involve assessing the adviser's fidelity to their declared strategy.可以详细讲一下吗 感觉都没有错