NO.PZ2024022002000037
问题如下:
Henrietta Huerta, CFA, who publishes a widely-read investment newsletter, needs to update her stance on East-West Coffee Roasters from buy to sell. In line with the CFA Institute's ethical guidelines, who should be the initial recipients of this updated investment advice?选项:
A.Only the individuals receiving her newsletter.
B.Her direct asset management clients first.
C.Both her newsletter audience and her clients at once.
解释:
Option B is the appropriate choice. The CFA Standards, particularly Standard III(A)–Loyalty, Prudence, and Care, require Huerta to prioritize her existing asset management clients' interests. Releasing the updated recommendation to these clients before the newsletter readership adheres to the ethical obligation of placing client interests foremost.按何老师讲的 既然出版也有主人公的利益在 是不是应该同时发布 其专门客户可以详细沟通