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eyn · 2024年11月06日

No.PZ2023122503000023


Ritu Jain, CFA, is preparing to leave her firm and join a new employer. Prior to leaving the firm, Jain calls all her clients informing them of her decision to leave. When asked by the clients, Jain states lack of confidence in the firm's leadership as the reason for her departure and also mentions that more employees are likely to leave soon. Jain has violated the Standard(s) relating:

您的回答B, 正确答案是: A

A

only to loyalty.

B

不正确only to preservation of confidentiality.

C

both to loyalty and to preservation of confidentiality.


Jain告诉客户其他员工也很可能马上要走,这不算公司机密吗?为什么违反了loyalty呢?

1 个答案
已采纳答案

王暄_品职助教 · 2024年11月07日

这一信息虽然可能涉及公司内部的人事变动,但并不等同于泄露具体的商业机密或客户数据。然而,Jain作为即将离职的员工,在离开前对客户表达对公司的不信任和暗示即将发生的人事变动,无疑会损害公司的声誉和客户的信任。这种行为直接违反了忠诚标准。综上所述,Jain的行为主要违反了忠诚标准,而不是保密标准。

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