NO.PZ2024022002000257
问题如下:
Without specific rules from regulators or internal company guidelines, what is the minimum duration for keeping records as advised by the CFA Institute?
选项:
A.three years
B.five years
C.seven years
解释:
Option C is correct. Per Standard V (C) of the CFA Institute, which addresses Investment Analysis, Recommendations, and Actions - Record Retention, in situations where there are no explicit regulatory or company policies on record retention, the recommendation is to keep records for a minimum of seven years. This guideline is in place to ensure that members, candidates, and their firms comply with potential regulatory requirements and maintain a standard for professional conduct and responsibility.请问是哪个政策要求只是5年呢?