NO.PZ2024022002000101
问题如下:
In accordance with the Standard for loyalty, prudence, and care, what is an advisable approach for members to adhere to? Members are advised to:选项:
A.Completely remove all real and potential conflicts of interest. B.Inform clients about every type of management compensation. C.Provide each client with a detailed account of their funds and securities in custody at least once a year.解释:
Option B is correct. The recommended procedure for Standard III (A), Loyalty, Prudence, and Care, is that members and candidates should disclose all forms of manager compensation to their clients. This is crucial for clients to understand and evaluate any conflicts of interest. It's not mandatory to eliminate all conflicts, but disclosure is key. Also, regarding the frequency of statements, the requirement is quarterly, not annually.三个选项看上去都对啊