NO.PZ2024022002000168
问题如下:
Working at Parklane Investments Ltd. (PIL), Amy Joy, CFA, presents a succinct overview of investment results to PIL's potential clients. She only provides in-depth supporting data if specifically requested by the clients. Is Joy's method in conflict with any established professional standards?
选项:
A.No.
B.Yes, the Standard concerning equitable treatment.
C.Yes, the Standard concerning the disclosure of investment performance.
解释:
Option A is correct. In line with Standard III(D), Performance Presentation, when a summary presentation is used, it is necessary to make comprehensive supporting information available to clients and interested parties on demand. Joy adheres to Standard III(D) by ensuring detailed information is accessible upon request. Additionally, she is not in breach of Standard III(B), Fair Dealing, which requires impartial and fair engagement with all clients in various professional activities, including investment analysis and recommendations.只是披露给潜在客户是否为不对等对待?