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ditto · 2024年10月15日

这题的正确做法是什么

NO.PZ2024022002000021

问题如下:

Nicholas Bennett, CFA, employed as a trader, faced verbal harassment from a colleague over a trading error. He retaliated by pushing the colleague to the ground. Despite the stock exchange absolving him of any misconduct, how does Bennett's behavior align with the CFA Institute's Code of Ethics or Standards of Professional Conduct?

选项:

A.Bennett’s actions are in accordance with both the Code and Standards.

B.Bennett breached the Standard concerning Professional Misconduct.

C.Bennett's conduct infringed upon both the Professional Misconduct and Integrity of Capital Markets Standards.

解释:

Option B is the accurate choice. The Code of Ethics established by the CFA Institute necessitates members to uphold integrity, competence, diligence, and respect, and to conduct themselves ethically and professionally. The Professional Misconduct Standard mandates that members and candidates should avoid acts that could negatively impact their professional standing, integrity, or competence. Although Bennett's response was in reaction to provocation, it contravened the Professionalism Standard and the broader Code of Ethics, but did not specifically breach the Standard of Integrity of Capital Markets.

被人打了之后不能还手,正确处理方式是什么呢

1 个答案
已采纳答案

王暄_品职助教 · 2024年10月15日

这个问题描述了CFA持证人Nicholas Bennett在工作中因交易错误受到同事的言语骚扰,随后他推倒了同事。由此可见是他出手在先。在处理这类冲突时,首先应保持冷静,避免情绪化的反应。可以采取以下步骤:

  1. 尝试沟通:与对方进行冷静、理性的对话,表达自己的感受和立场,同时倾听对方的观点。
  2. 寻求帮助:如果沟通无法解决问题,或者情况变得严重,应及时向上级或人力资源部门报告,寻求他们的帮助和支持。
  3. 法律途径:在必要时,也可以考虑通过法律途径来保护自己的权益。