开发者:上海品职教育科技有限公司 隐私政策详情

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咖啡巧克力 · 2024年10月13日

C

NO.PZ2024022002000122

问题如下:

Under the Standards, what obligation falls upon a member tasked with creating a research report financed by the issuer?

选项:

A.Refrain from receiving monetary rewards.

B.Reveal the details of their financial remuneration in the report.

C.Refuse to draft the report if their company offers investment banking services to the issuer.

解释:

Option B is correct in line with Standard I (B), Independence and Objectivity, which mandates members to reveal their financial rewards. Members and candidates are bound by stringent rules of conduct regarding research methodology and necessary disclosures in reports. Analysts are expected to conduct comprehensive, autonomous, and unbiased evaluations while explicitly declaring any conflict of interest, such as their financial rewards.

公司为被调公司提供投行业务是否会影响公司承接付费调研服务?

1 个答案

王暄_品职助教 · 2024年10月14日

不影响,但需要披露。

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