如题

问题如下：

As a Portfolio Manager at ABC Securities, James Woods, CFA, suspects his colleague, Sandra Clarke, who is pursuing CFA Level II, of conducting trading practices that may be unethical and potentially illegal. Woods, not Clarke’s superior and unaffected by her activities, must decide how to proceed in accordance with the CFA Institute’s ethical guidelines. What is Woods' most appropriate action?

选项：

A.Refrain from any action, given his non-involvement. B.Inform the internal compliance department or trading supervisor at ABC Securities. C.Directly notify relevant legal or regulatory authorities.

解释：

Option B is correct. Woods is advised to report Clarke's suspected misconduct internally to either the compliance department or trading supervisor at ABC Securities. This aligns with Standard I(A), emphasizing the responsibility to address unethical or illegal acts within an organization.