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二狗 · 2024年09月30日

A选项是什么意思?

NO.PZ2024022002000225

问题如下:

Among the following options, which most directly contravenes the standard of confidentiality?

选项:

A.Endorsing an ex-client for charity contribution opportunities. B.Relaying specific client dealings to the CFA Institute's Professional Conduct Program. C.Disclosing details about an interested client with their explicit approval.

解释:

Option A is unmistakably correct. The confidentiality standard, as outlined in Standard III (E), obliges members and candidates to safeguard the confidentiality of information concerning all clients - past, present, and potential. This directive encompasses maintaining confidentiality even after the professional relationship has ended, underscoring the importance of client privacy under all circumstances.

如题

1 个答案

王暄_品职助教 · 2024年10月02日

嗨,爱思考的PZer你好:


选项A的意思是:推荐前客户参与慈善捐赠机会。

在这个情境下,该行为违反了保密性的标准,因为即使客户关系已经结束,根据III (E),会员或考生仍然有义务保护所有客户(过去的、现在的和潜在的)信息的机密性。这一规定强调了在任何情况下都要维护客户的隐私,包括在与客户的专业关系结束后。因此,即使是以推荐慈善捐赠这样的正面目的,未经前客户同意就公开提及他们,也违反了保密原则。

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