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Nicole Xiang · 2024年09月19日

我觉得此题有点争议也

NO.PZ2023090502000011

问题如下:

Which type of company investment typically requires investor accreditation?

选项:

A.

Only in publicly listed companies

B.

Only in privately held companies

C.

In both publicly listed and privately held companies

解释:

A is incorrect because investing in publicly listed companies usually does not necessitate investor accreditation, allowing broader public participation.

B is correct as investments in privately held companies are often limited to individuals who meet specific criteria, such as being accredited, qualified, or sophisticated investors, due to the higher risks associated with these investments.

C is incorrect because the accreditation requirement predominantly applies to investments in privately held companies, reflecting the regulatory perspective on risk assumption.

上市公司发私募债的时候,不是也有可能是针对quilified 人群吗

1 个答案

Kiko_品职助教 · 2024年09月19日

嗨,爱思考的PZer你好:


我们讨论的是通常情况,在上市公司的一般投资,例如通过证券交易所购买普通股票,并不一定要求投资者认证。许多普通投资者都可以参与上市公司股票的买卖。


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