NO.PZ2024022002000166
问题如下:
After an extensive analysis, Algiris Vasilis, CFA, formulates a 'purchase' endorsement for a company's shares. In his detailed report, he states: 'This corporation is poised to outperform the financial predictions of market experts in the forthcoming period.' Vasilis first disseminates this insight to all his clientele through electronic mail, and later he communicates personally via telephone to each client to further explain his viewpoint. In this procedure, has Vasilis contravened any set professional standards?选项:
A.No B.Yes, because of his individual telephone discussions with each client about the endorsement C.Yes, due to his proclamation in the report that the corporation will outdo the market analysts' upcoming financial predictions解释:
Option C is correct. According to Standard V (B), Communication with Clients and Prospective Clients, it is imperative to segregate factual information from conjectural statements. Violations typically occur when there is a failure to clarify that projections regarding future earnings or financial forecasts are conjectural and subject to future circumstances. In this instance, Vasilis's declaration about the company's future financial performance is speculative, thereby constituting a breach of this standard.考的是这个点吗?
那这个analyst应该怎么说?