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139****0905 · 2024年09月02日

b是错在仅仅披露投票不足够证明吗?

NO.PZ2024010509000023

问题如下:

Which of the following statements concerning the reporting of engagement activities by fund managers is most accurate?

选项:

A.There is an agreed format for disclosing engagement activities

B.Disclosing voting activities satisfies the reporting requirement for engagement activities

C.Typical disclosures include a sample of written descriptions of individual engagement meetings

解释:

C is correct. Typical disclosures include a sample of written descriptions of individual engagement meetings. For engagement activities, it is not sufficient to disclose only voting activities; a detailed disclosure of stewardship engagement is also required under the ICGN Model Mandate. There is no agreed format for disclosing engagement activities.

b是错在仅仅披露投票不足够证明吗?

1 个答案
已采纳答案

Tina_品职助教 · 2024年09月02日

嗨,努力学习的PZer你好:


选项B是不正确的原因在于,仅仅披露投票活动并不能满足报告“参与”活动的要求。根据ICGN Model Mandate,对于参与活动的披露要求不仅仅是投票记录,还需要详细的管理活动披露。这包括对具体参与会议的书面描述和更全面的监督、参与的记录。简单地披露投票活动不足以全面反映基金经理的参与活动,因此B选项是错误的。

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