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Frances · 2024年08月28日

B和C是什么玩意

NO.PZ2024022002000014

问题如下:

Who is primarily responsible for maintaining oversight and accountability for the Professional Conduct Program (PCP)?

选项:

A.The CFA Institute Board of Governors

B.The Disciplinary Review Committee

C.The Professional Conduct Division

解释:

Option A is correct because the CFA Institute Board of Governors is tasked with overseeing and holding accountability for the Professional Conduct Program (PCP). This program is essential as all CFA Institute members and CFA Program candidates are obligated to adhere to the Code and Standards, and the Board of Governors plays a crucial role in ensuring its enforcement.

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已采纳答案

王暄_品职助教 · 2024年08月29日

“纪律审查委员会”(Disciplinary Review Committee)它主要负责审查和处理违反职业道德规范的案件,而不是负责监督和维护专业行为计划(PCP)的整体责任。

“专业行为部门”(Professional Conduct Division)虽然与职业道德和行为规范紧密相关,可能负责执行和监督这些规范的具体实施,但它并不是负责整个专业行为计划(PCP)的监督和问责的最高机构。这个责任主要由CFA协会理事会(CFA Institute Board of Governors)承担。

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